Form 4 for RAND RAND CAPITAL CORP

Accepted 2023-06-05 00:00:00 ET · period of report 2023-06-01 · accession 0001493152-23-020147 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MI	2023-06-05	2023-06-01+	RAND	Gusky Adam Samuel	Dir	P - Purchase	$12.98	+127	24.9K	+0.5%	+$1,649

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-06-01	P	A	6	$12.80	24,784	I By LLC	—	—	(F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC.
2	Common	Common Stock	2023-06-05	P	A	1	$13.20	24,905	I By LLC	—	—	(F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC.
3	Common	Common Stock	2023-06-02	P	A	120	$12.99	24,904	I By LLC	—	—	(F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC.