Form 4 for ABAT AMERICAN BATTERY TECHNOLOGY Co
Accepted 2023-06-07 00:00:00 ET · period of report 2023-06-06 · accession 0001493152-23-020468 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-07 | 2023-06-06 | ABAT | Deutsch Jesse Samuel | CFO | A - Grant | $0.00 | +142.9K | 142.9K | New | $0 |
| DM | 2023-06-07 | 2023-06-06 | ABAT | Deutsch Jesse Samuel | CFO | P - Purchase | $0.75 | +285.7K | 285.7K | New | +$214.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-06 | A | A | 142,856 | $0.00 | 142,856 | D | — | — | (F1) Represents the purchase of four (4) units of Common Stock, where each $25,000 unit consists of 35,714 shares of Common Stock of the Company without registration under the Securities Act of 1933, pursuant to an executed Subscription Agreement ("Subscription Agreement"). |
| 2 | Derivative | Warrants | 2023-06-06 | P | A | 142,856 | $0.7 | 142,856 | D | $0.7 · 2023-06-06 to 2024-10-01 | 142,856 Common Stock | (F2) Represents warrants issued pursuant to the Reporting Person's purchase of four (4) units under the Subscription Agreement, where each unit includes 35,714 Series A Warrants to purchase Common Stock of the Company, and 35,714 Series B Warrants to purchase Common Stock of the Company. |
| 3 | Derivative | Warrants | 2023-06-06 | P | A | 142,856 | $0.8 | 285,712 | D | $0.8 · 2023-06-06 to 2028-03-31 | 142,856 Common Stock | (F2) Represents warrants issued pursuant to the Reporting Person's purchase of four (4) units under the Subscription Agreement, where each unit includes 35,714 Series A Warrants to purchase Common Stock of the Company, and 35,714 Series B Warrants to purchase Common Stock of the Company. |