Form 4 for ABAT AMERICAN BATTERY TECHNOLOGY Co

Accepted 2023-06-08 00:00:00 ET · period of report 2023-06-06 · accession 0001493152-23-020542 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-06-08	2023-06-06	ABAT	Melsert Ryan Mitchell	CEO, Dir	A - Grant	$0.7	+428.6K	14.29M	+3%	+$300.0K
DM	2023-06-08	2023-06-06	ABAT	Melsert Ryan Mitchell	CEO, Dir	P - Purchase	$0.75	+857.1K	3.43M	+33%	+$642.9K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-06-06	A	A	428,568	$0.7	14,287,893	D	—	—	(F1) Represents the purchase of twelve (12) units of Common Stock of the Company, without registration under the Securities Act of 1933, pursuant to an executed subscription agreement ("Subscription Agreement"), where each $25,000 unit consists of 35,714 shares of Common Stock of the Company.
2	Derivative	Warrants	2023-06-06	P	A	428,568	$0.8	3,857,136	D	$0.8 · 2023-06-06 to 2028-03-31	428,568 Common Stock	(F2) Represents warrants issued pursuant to the Reporting Person's purchase of twelve (12) units under the Subscription Agreement, where each unit includes 35,714 Series A Warrants to purchase Common Stock of the Company, and 35,714 Series B Warrants to purchase Common Stock of the Company.
3	Derivative	Warrants	2023-06-06	P	A	428,568	$0.7	3,428,568	D	$0.7 · 2023-06-06 to 2024-10-01	428,568 Common Stock	(F2) Represents warrants issued pursuant to the Reporting Person's purchase of twelve (12) units under the Subscription Agreement, where each unit includes 35,714 Series A Warrants to purchase Common Stock of the Company, and 35,714 Series B Warrants to purchase Common Stock of the Company.