Form 4 for ABAT AMERICAN BATTERY TECHNOLOGY Co

Accepted 2023-06-08 00:00:00 ET · period of report 2023-06-07 · accession 0001493152-23-020551 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-06-08	2023-06-07	ABAT	Meza Leal Andres Manuel	COO	A - Grant	$0.7	+142.9K	727.6K	+24%	+$100.0K
DM	2023-06-08	2023-06-07	ABAT	Meza Leal Andres Manuel	COO	P - Purchase	$0.75	+285.7K	142.9K	New	+$214.3K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-06-07	A	A	142,856	$0.7	727,610	D	—	—	(F1) Represents the purchase of four (4) units of Common Stock, without registration under the Securities Act of 1933, pursuant to an executed subscription agreement ("Subscription Agreement"), where each $25,000 unit consists of 35,714 shares of Common Stock of the Company.
2	Derivative	Warrants	2023-06-07	P	A	142,856	$0.8	285,712	D	$0.8 · 2023-06-07 to 2028-03-31	142,856 Common Stock	(F2) Represents warrants issued pursuant to the Reporting Person's purchase of four (4) units under the Subscription Agreement, where each unit includes 35,714 Series A Warrants to purchase Common Stock of the Company, and 35,714 Series B Warrants to purchase Common Stock of the Company.
3	Derivative	Warrants	2023-06-07	P	A	142,856	$0.7	142,856	D	$0.7 · 2023-06-07 to 2024-10-01	142,856 Common Stock	(F2) Represents warrants issued pursuant to the Reporting Person's purchase of four (4) units under the Subscription Agreement, where each unit includes 35,714 Series A Warrants to purchase Common Stock of the Company, and 35,714 Series B Warrants to purchase Common Stock of the Company.