Form 4 for NXPL NextPlat Corp

Accepted 2023-06-09 00:00:00 ET · period of report 2023-04-07 · accession 0001493152-23-020710 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-06-09	2023-04-07	NXPL	Munnik Cecile	CFO	A - Grant	$0.00	+5,000	5,000	New	$0
D	2023-06-09	2023-04-07	NXPL	Munnik Cecile	CFO	A - Grant	$0.00	+5,000	55.0K	+10%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-04-07	A	A	5,000	$0.00	5,000	D	—	—	(F1) On April 7, 2023, Ms. Munnik entered into a Restricted Stock Award Agreement with the Issuer, pursuant to which Ms. Munnik was awarded 5,000 shares of Issuer's common stock. The restricted stock vests immediately upon issuance. (F3) The options were granted pursuant to the Issuer's 2021 Incentive Award Plan.
2	Derivative	Stock Options	2023-04-07	A	A	5,000	$0.00	55,000	D	$1.98 · — to 2028-04-07	5,000 Common Stock	(F3) The options were granted pursuant to the Issuer's 2021 Incentive Award Plan. (F2) On April 7, 2023, Ms. Munnik entered into a Stock Option Agreement with the Issuer pursuant to which Ms. Munnik was granted an option to purchase 5,000 shares of Issuer's common stock, of which one third of the shares of common stock vest immediately on the Grant Date, with options to purchase an additional third of the shares of common stock vesting on the one-year anniversary of the Grant Date, and options to purchase the remaining third of the shares of common stock vesting on the second-year anniversary of the Grant Date.