Form 4 for AZTR Azitra, Inc.
Accepted 2023-06-26 00:00:00 ET · period of report 2023-06-21 · accession 0001493152-23-022334 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-06-26 | 2023-06-21 | AZTR | McClary Andrew | Dir | C - Cnv Deriv | — | +59.3K | 42.3K | New | — |
| D | 2023-06-26 | 2023-06-21 | AZTR | McClary Andrew | Dir | C - Cnv Deriv | — | 0 | 0 | New | — |
| DI | 2023-06-26 | 2023-06-21 | AZTR | McClary Andrew | Dir | C - Cnv Deriv | $2.50 | -249.5K | 0 | -100% | -$623.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock, $0.0001 par value | 2023-06-21 | C | A | 16,975 | — | 16,975 | I See Footnote | — | — | (F2) The unsecured convertible note, including principal and accrued interest in the amount of $105,867.50, automatically converted into the Issuer's common stock upon the completion of the Issuer's IPO at the conversion price of $2.50 per share. (F3) The securities are held by KdT Ventures Fund I, LP, of which Mr. McClary is the managing partner. |
| 2 | Common | Common stock, $0.0001 par value | 2023-06-21 | C | A | 42,347 | — | 42,347 | I See Footnote | — | — | (F1) The shares of Series A preferred stock automatically converted into the Issuer's common stock upon the completion of the Issuer's IPO at the conversion price of $2.50 per share. (F3) The securities are held by KdT Ventures Fund I, LP, of which Mr. McClary is the managing partner. |
| 3 | Derivative | Unsecured convertible note | 2023-06-21 | C | D | — | $2.50 | 0 | D | — · — to — | 16,975 Common stock | (F2) The unsecured convertible note, including principal and accrued interest in the amount of $105,867.50, automatically converted into the Issuer's common stock upon the completion of the Issuer's IPO at the conversion price of $2.50 per share. (F3) The securities are held by KdT Ventures Fund I, LP, of which Mr. McClary is the managing partner. (F4) Not applicable. |
| 4 | Derivative | Series A-1 Convertible Preferred Stock, par value $0.0001 | 2023-06-21 | C | D | 249,474 | $2.50 | 0 | I See Footnote | — · — to — | 42,347 Common stock | (F1) The shares of Series A preferred stock automatically converted into the Issuer's common stock upon the completion of the Issuer's IPO at the conversion price of $2.50 per share. (F3) The securities are held by KdT Ventures Fund I, LP, of which Mr. McClary is the managing partner. (F4) Not applicable. |