Form 4/A for AZTR Azitra, Inc.
Accepted 2023-06-29 00:00:00 ET · period of report 2023-06-23 · accession 0001493152-23-022948 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMAI | 2023-06-29 | 2023-06-21 | AZTR | McClary Andrew | Dir | C - Cnv Deriv | — | +291.9K | 249.5K | New | — |
| DMAI | 2023-06-29 | 2023-06-21 | AZTR | McClary Andrew | Dir | C - Cnv Deriv | $0.00 | -32.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock, $0.0001 par value | 2023-06-21 | C | A | 42,437 | — | 291,911 | I See footnote | — | — | (F2) The unsecured convertible note, including principal and accrued interest in the amount of $106,093.15, automatically converted into the Issuer's common stock upon the completion of the Issuer's IPO at the conversion price of $2.50 per share. (F3) The securities are held by KdT Ventures Fund I, LP, of which Mr. McClary is the managing partner. |
| 2 | Common | Common stock, $0.0001 par value | 2023-06-21 | C | A | 249,474 | — | 249,474 | I See footnote | — | — | (F1) The shares of Series A preferred stock automatically converted into the Issuer's common stock upon the completion of the Issuer's IPO at the conversion price of $4.8146 per share. (F3) The securities are held by KdT Ventures Fund I, LP, of which Mr. McClary is the managing partner. |
| 3 | Derivative | Unsecured convertible promissory note | 2023-06-21 | C | D | — | $0.00 | 0 | I See footnote | $2.50 · — to — | 42,437 Common Stock | (F3) The securities are held by KdT Ventures Fund I, LP, of which Mr. McClary is the managing partner. (F2) The unsecured convertible note, including principal and accrued interest in the amount of $106,093.15, automatically converted into the Issuer's common stock upon the completion of the Issuer's IPO at the conversion price of $2.50 per share. |
| 4 | Derivative | Series A-1 Convertible Preferred Stock, par value $0.0001 | 2023-06-21 | C | D | 32,030 | $0.00 | 0 | I See footnote | $4.81 · — to — | 249,474 Common stock | (F3) The securities are held by KdT Ventures Fund I, LP, of which Mr. McClary is the managing partner. (F1) The shares of Series A preferred stock automatically converted into the Issuer's common stock upon the completion of the Issuer's IPO at the conversion price of $4.8146 per share. |