Form 4 for TPET Trio Petroleum Corp
Accepted 2023-07-24 00:00:00 ET · period of report 2023-07-20 · accession 0001493152-23-025371 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-07-24 | 2023-07-21 | TPET | Ingriselli Frank C | CEO, Dir | G - Gift | — | -470.0K | 680.0K | -41% | — |
| 2023-07-24 | 2023-07-21 | TPET | Ingriselli Frank C | CEO, Dir | J - Other | — | -150.0K | 530.0K | -22% | — | |
| 2023-07-24 | 2023-07-20 | TPET | Ingriselli Frank C | CEO, Dir | A - Grant | — | +200.0K | 1.20M | +20% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-21 | G | D | 150,000 | — | 380,000 | D | — | — | (F4) Mr. Ingriselli made a gift of 150,000 shares of common stock to his wife, Sung Jin Ingriselli. The address of Ms. Ingriselli is 34 Magnolia Place, Danville CA 94506. Mr. Ingriselli may be deemed to have beneficial ownership of these shares. |
| 2 | Common | Common Stock | 2023-07-21 | J | D | 150,000 | — | 530,000 | D | — | — | (F3) Mr. Ingriselli made a contribution of 150,000 shares of common stock to Brightening Lives Foundation Inc. for which Mr. Ingriselli is the Chief Executive Officer and holds investment and voting control; the address of the Brightening Lives Foundation Inc is 9000 Crow Canyon Road, Suite 362, Danville, CA 94506. Mr. Ingriselli may be deemed to have beneficial ownership of the shares held by the aforementioned entity. Mr. Ingriselli disclaims beneficial ownership of the shares held by Brightening Lives Foundation Inc reported herein, except to the extent of his pecuniary interest therein. |
| 3 | Common | Common Stock | 2023-07-20 | A | A | 200,000 | — | 1,200,000 | D | — | — | (F1) Pursuant to the terms of the Issuer's 2022 Equity Incentive Plan, Mr. Ingriselli was granted 200,000 restricted shares of common stock as a bonus pursuant to the terms of his employment agreement on July 20, 2023. All of the shares vested on July 24, 2023. |
| 4 | Common | Common Stock | 2023-07-21 | G | D | 320,000 | — | 680,000 | D | — | — | (F2) Mr. Ingriselli made gifts of shares of common stock of 80,000 shares each to his four children for a total of 320,000 shares of common stock. |