Form 4 for GWAV Greenwave Technology Solutions, Inc.
Accepted 2023-08-01 00:00:00 ET · period of report 2023-07-28 · accession 0001493152-23-026227 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-01 | 2023-07-28 | GWAV | Meeks Danny | CEO, Dir, 10% | C - Cnv Deriv | — | +1.01M | 3.58M | +40% | — |
| D | 2023-08-01 | 2023-07-28 | GWAV | Meeks Danny | CEO, Dir, 10% | C - Cnv Deriv | — | -250 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-28 | C | A | 1,013,500 | — | 3,575,703 | D | — | — | (F1) Each share of Series Z Preferred Stock was convertible into such number of validly issued, fully paid, and non-assessable shares of common stock that constituted 0.039600000% of then-outstanding shares of common stock on the date of listing on The Nasdaq Capital Market. |
| 2 | Derivative | Series Z Preferred Stock | 2023-07-28 | C | D | 250 | — | 0 | D | — · 2021-09-30 to — | 1,013,500 Common Stock | (F3) On September 30, 2021, Greenwave Technology Solutions, Inc. ("the Company"), the Reporting Person, and Empire Services, Inc. ("Empire") entered into a Series Z Preferred Stock Issuance Agreement, whereby the Company agreed to issue and sell 250 shares of Series Z Preferred Stock to the Reporting Person in consideration of the Reporting Person or Empire remitting the sum of $1,000,000 to a third party pursuant to a certain settlement agreement for the benefit of the Company. (F1) Each share of Series Z Preferred Stock was convertible into such number of validly issued, fully paid, and non-assessable shares of common stock that constituted 0.039600000% of then-outstanding shares of common stock on the date of listing on The Nasdaq Capital Market. (F2) No expiration date. |