Form 4 for ABAT AMERICAN BATTERY TECHNOLOGY Co
Accepted 2023-08-02 00:00:00 ET · period of report 2023-07-31 · accession 0001493152-23-026407 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-02 | 2023-07-31 | ABAT | Melsert Ryan Mitchell | CEO, Dir | A - Grant | $0.00 | +144.7K | 14.69M | +1.0% | $0 |
| D | 2023-08-02 | 2023-08-01 | ABAT | Melsert Ryan Mitchell | CEO, Dir | F - Tax | $0.68 | -34.2K | 14.65M | -0.2% | -$23.3K |
| D | 2023-08-02 | 2023-07-31 | ABAT | Melsert Ryan Mitchell | CEO, Dir | P - Purchase | $0.7 | +490.4K | 4.35M | +13% | +$343.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-31 | A | A | 144,739 | $0.00 | 14,685,678 | D | — | — | (F1) Represents the issuance of Common Stock pursuant to the terms of the Reporting Person's employment agreement. |
| 2 | Common | Common Stock | 2023-08-01 | F | D | 34,225 | $0.68 | 14,651,453 | D | — | — | (F2) Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock. |
| 3 | Derivative | Warrants | 2023-07-31 | P | A | 490,393 | $0.7 | 4,347,529 | D | $0.7 · 2019-12-22 to 2028-07-31 | 490,393 Common Stock | (F3) Represents the issuance of Warrants pursuant to the terms of the Reporting Person's employment agreement. |