Form 4 for CCLD CareCloud, Inc.

Accepted 2023-08-02 00:00:00 ET · period of report 2023-07-31 · accession 0001493152-23-026487 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-08-02	2023-07-31	CCLD	ROTH NORMAN	Ctrl	M - OptEx	$0.00	+9,500	93.2K	+11%	$0
D	2023-08-02	2023-07-31	CCLD	ROTH NORMAN	Ctrl	F - Tax	$3.35	-3,325	89.9K	-4%	-$11.1K
D	2023-08-02	2023-07-31	CCLD	ROTH NORMAN	Ctrl	M - OptEx	$0.00	-9,500	23.8K	-29%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-07-31	M	A	9,500	$0.00	93,200	D	—	—	(F1) Represents the conversion upon vesting of restricted stock units into common stock on July 31, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between January and July 2024.
2	Common	Common Stock	2023-07-31	F	D	3,325	$3.35	89,875	D	—	—
3	Derivative	Restricted Stock Unit	2023-07-31	M	D	9,500	$0.00	23,800	D	$0.00 · — to —	9,500 Common Stock	(F1) Represents the conversion upon vesting of restricted stock units into common stock on July 31, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between January and July 2024.