Form 4 for CCLD CareCloud, Inc.
Accepted 2023-08-03 00:00:00 ET · period of report 2023-08-01 · accession 0001493152-23-026698 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-03 | 2023-08-02+ | CCLD | Sharnak Lawrence Steven | Dir | M - OptEx | $0.00 | +7,750 | 29.0K | +36% | $0 |
| D | 2023-08-03 | 2023-08-01 | CCLD | Sharnak Lawrence Steven | Dir | A - Grant | $0.00 | +30.0K | 47.8K | +169% | $0 |
| DM | 2023-08-03 | 2023-08-02+ | CCLD | Sharnak Lawrence Steven | Dir | M - OptEx | $0.00 | -7,750 | 42.8K | -15% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-02 | M | A | 5,000 | $0.00 | 26,250 | D | — | — | (F3) Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. |
| 2 | Common | Common Stock | 2023-08-03 | M | A | 2,750 | $0.00 | 29,000 | D | — | — | (F4) Represents the conversion upon vesting of restricted stock units into common stock on August 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. |
| 3 | Derivative | Restricted Stock Unit | 2023-08-01 | A | A | 30,000 | $0.00 | 47,750 | D | $0.00 · — to — | 30,000 Common Stock | (F1) Each restricted stock unit represents the right to receive, at settlement, one share of common stock. (F2) The restricted stock unit grant was approved on August 1, 2023 and vests in four equal installments on February 1, 2024, August 1, 2024, February 1, 2025 and August 1, 2025. |
| 4 | Derivative | Restricted Stock Unit | 2023-08-03 | M | D | 2,750 | $0.00 | 40,000 | D | $0.00 · — to — | 2,750 Common Stock | (F4) Represents the conversion upon vesting of restricted stock units into common stock on August 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. (F5) The remainder of these restricted stock units vest between February 2024 and August 2025. |
| 5 | Derivative | Restricted Stock Unit | 2023-08-02 | M | D | 5,000 | $0.00 | 42,750 | D | $0.00 · — to — | 5,000 Common Stock | (F3) Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. |