Form 4 for RAND RAND CAPITAL CORP
Accepted 2023-08-17 00:00:00 ET · period of report 2023-08-15 · accession 0001493152-23-029314 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-08-17 | 2023-08-15+ | RAND | Gusky Adam Samuel | Dir | P - Purchase | $13.01 | +2,814 | 27.7K | +11% | +$36.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-15 | P | A | 1,000 | $13.10 | 25,905 | I By LLC | — | — | (F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
| 2 | Common | Common Stock | 2023-08-16 | P | A | 1,814 | $12.96 | 27,719 | I By LLC | — | — | (F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |