Form 4 for RAND RAND CAPITAL CORP
Accepted 2023-08-18 00:00:00 ET · period of report 2023-08-16 · accession 0001493152-23-029446 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-08-18 | 2023-08-16+ | RAND | Godley Benjamin E | Dir | P - Purchase | $12.99 | +2,000 | 22.0K | +10% | +$26.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-16 | P | A | 1,900 | $12.98 | 21,900 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.91 to $13.00, inclusive. The reporting person undertakes to provide to Rand Capital Corporation, any security holder of Rand Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. |
| 2 | Common | Common Stock | 2023-08-17 | P | A | 100 | $13.15 | 22,000 | D | — | — |