Form 4 for FLUX Flux Power Holdings, Inc.
Accepted 2023-09-15 00:00:00 ET · period of report 2023-09-13 · accession 0001493152-23-032823 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-09-15 | 2023-09-13+ | FLUX | Johnson Michael | Dir, 10% | S - Sale | $4.05 | -10.1K | 4.38M | -0.2% | -$41.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-14 | S | D | 32 | $4.10 | 4,380,426 | I By Esenjay Investments, LLC | — | — | (F4) The price reported in Column 4 is the actual price. These shares were sold in the open market in multiple transactions, all at the stated price of $4.10 per share. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. (F2) These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay. |
| 2 | Common | Common Stock | 2023-09-13 | S | D | 9,602 | $4.05 | 4,380,458 | I By Esenjay Investments, LLC | — | — | (F3) The price reported in Column 4 is the actual price. These shares were sold in the open market in multiple transactions, all at the stated price of $4.05 per share. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. (F2) These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay. |
| 3 | Common | Common Stock | 2023-09-15 | S | D | 489 | $4.10 | 4,379,937 | I By Esenjay Investments, LLC | — | — | (F5) The price reported in Column 4 is the actual price. These shares were sold in the open market in multiple transactions, all at the stated price of $4.10 per share. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. (F2) These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay. |