Form 4 for FLUX Flux Power Holdings, Inc.

Accepted 2023-09-20 00:00:00 ET · period of report 2023-09-18 · accession 0001493152-23-033250 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MI	2023-09-20	2023-09-18+	FLUX	Johnson Michael	Dir, 10%	S - Sale	$4.27	-20.0K	4.36M	-0.5%	-$85.4K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-09-18	S	D	10,000	$4.17	4,369,937	I By Esenjay Investments, LLC	—	—	(F3) The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $4.17 to $4.185, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. (F2) These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay.
2	Common	Common Stock	2023-09-20	S	D	10,000	$4.37	4,359,937	I By Esenjay Investments, LLC	—	—	(F4) The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $4.37 to $4.40, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. (F2) These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay.