Form 4 for FGNX FG Nexus Inc.

Accepted 2023-09-20 00:00:00 ET · period of report 2023-09-18 · accession 0001493152-23-033253 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-09-20	2023-09-18	FGNX	SWETS LARRY G JR	CEO, Dir	J - Other	$1.36	+1,681	55.1K	+3%	+$2,286
D	2023-09-20	2021-01-12	FGNX	SWETS LARRY G JR	CEO, Dir	A - Grant	$0.00	+130.0K	130.0K	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, par value $0.01 per share	2023-09-18	J	A	1,681	$1.36	55,133	D	—	—	(F2) Includes 6,666 RSUs granted on December 15, 2017 under the Amended and Restated 2014 Equity Incentive Plan pursuant to the share-matching program (of which, 5,333 RSUs have vested to date) and 5,714 and 7,722 RSUs granted on August 22, 2018 and August 13, 2019, respectively, under the 2018 Equity Incentive Plan as director compensation (of which, 3,428 and 3,088 have vested to date, respectively). RSUs vest in five annual equal installments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.
2	Derivative	Stock option	2021-01-12	A	A	130,000	$0.00	130,000	D	$3.38 · — to 2023-01-11	130,000 Common Stock	(F3) The stock options become vested and fully exercisable in 20% increments on each anniversary of the grant date, provided that Mr. Swets remains in the continuous service of the Issuer through each applicable vesting date and that the Issuer's book value per share has increased by 15% or more as compared to the Issuer's book value per share as of the fiscal year end prior.