Form 4 for CDT CDT Equity Inc.
Accepted 2023-09-26 00:00:00 ET · period of report 2023-09-22 · accession 0001493152-23-033776 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-09-26 | 2023-09-22 | CDT | Murphy Canyon Acquisition Sponsor, LLC | Former 10% owner | J - Other | $0.00 | -45.0K | 4.02M | -1% | $0 |
| DI | 2023-09-26 | 2023-09-22 | CDT | Murphy Canyon Acquisition Sponsor, LLC | Former 10% owner | M - OptEx | $0.00 | +4.06M | 4.06M | New | $0 |
| DI | 2023-09-26 | 2023-09-22 | CDT | Murphy Canyon Acquisition Sponsor, LLC | Former 10% owner | J - Other | $11.50 | -45.0K | 709.0K | -6% | -$517.5K |
| DI | 2023-09-26 | 2023-09-22 | CDT | Murphy Canyon Acquisition Sponsor, LLC | Former 10% owner | M - OptEx | $11.50 | +754.0K | 754.0K | New | +$8.67M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-22 | J | D | 45,000 | $0.00 | 4,015,250 | I See footnote | — | — | (F5) Includes (i) 3,306,250 shares of common stock due to the conversion of the shares of Class B common stock into shares of Class A common stock and then reclassification into shares of Company common stock and (ii) 709,000 shares of common stock, which prior to the IBC were shares of Class A common stock. (F3) Held by Murphy Canyon Acuqisition Sponsor, LLC (the "Sponsor"). Jack K. Heilbron is the President of the Managing Member of the Sponsor. Mr. Heilbron disclaims any such beneficial ownership except to the extent of his pecuniary interest. Mr. Heilbron resigned as Chief Executive Officer and Chairman of the issuer upon the consummation of the IBC. |
| 2 | Common | Common Stock | 2023-09-22 | M | A | 4,060,250 | $0.00 | 4,060,250 | I See footnote | — | — | (F2) Includes (i) 3,306,250 shares of common stock due to the conversion of the shares of Class B common stock into shares of Class A common stock and then reclassification into shares of Company common stock and (ii) 754,000 shares of common stock, which prior to the IBC were shares of Class A common stock. (F3) Held by Murphy Canyon Acuqisition Sponsor, LLC (the "Sponsor"). Jack K. Heilbron is the President of the Managing Member of the Sponsor. Mr. Heilbron disclaims any such beneficial ownership except to the extent of his pecuniary interest. Mr. Heilbron resigned as Chief Executive Officer and Chairman of the issuer upon the consummation of the IBC. |
| 3 | Derivative | Warrants | 2023-09-22 | J | D | 45,000 | $11.50 | 709,000 | I See footnote | $11.50 · 2023-10-22 to 2028-09-22 | 709,000 Common Stock | (F3) Held by Murphy Canyon Acuqisition Sponsor, LLC (the "Sponsor"). Jack K. Heilbron is the President of the Managing Member of the Sponsor. Mr. Heilbron disclaims any such beneficial ownership except to the extent of his pecuniary interest. Mr. Heilbron resigned as Chief Executive Officer and Chairman of the issuer upon the consummation of the IBC. |
| 4 | Derivative | Warrants | 2023-09-22 | M | A | 754,000 | $11.50 | 754,000 | I See footnote | $11.50 · 2023-10-22 to 2028-09-22 | 754,000 Common Stock | (F3) Held by Murphy Canyon Acuqisition Sponsor, LLC (the "Sponsor"). Jack K. Heilbron is the President of the Managing Member of the Sponsor. Mr. Heilbron disclaims any such beneficial ownership except to the extent of his pecuniary interest. Mr. Heilbron resigned as Chief Executive Officer and Chairman of the issuer upon the consummation of the IBC. |