Form 4 for CCLD CareCloud, Inc.
Accepted 2023-10-11 00:00:00 ET · period of report 2023-10-06 · accession 0001493152-23-036967 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-10-11 | 2023-10-06 | CCLD | KORN BILL | Chief Strategy Office, Dir | M - OptEx | $0.00 | +10.0K | 10.0K | New | $0 |
| D | 2023-10-11 | 2023-10-06 | CCLD | KORN BILL | Chief Strategy Office, Dir | F - Tax | $18.52 | -4,600 | 5,400 | -46% | -$85.2K |
| D | 2023-10-11 | 2023-10-09 | CCLD | KORN BILL | Chief Strategy Office, Dir | A - Grant | $0.00 | +30.0K | 30.0K | New | $0 |
| D | 2023-10-11 | 2023-10-06 | CCLD | KORN BILL | Chief Strategy Office, Dir | M - OptEx | $0.00 | -10.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Series B Cum Redeemable Perp Pref Stock [CCLDO] | 2023-10-06 | M | A | 10,000 | $0.00 | 10,000 | D | — | — | (F1) Represents the conversion upon vesting as Chief Strategy Officer of restricted stock units into shares of preferred stock on October 6, 2023. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person. |
| 2 | Common | Series B Cum Redeemable Perp Pref Stock [CCLDO] | 2023-10-06 | F | D | 4,600 | $18.52 | 5,400 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2023-10-09 | A | A | 30,000 | $0.00 | 30,000 | D | $0.00 · — to — | 30,000 Common Stock | (F3) The restricted stock unit was granted as a member of the Board of Directors on October 9, 2023 and vests in four equal installments on February 1, 2024, August 1, 2024, February 1, 2025 and August 1, 2025. |
| 4 | Derivative | Restricted Stock Unit | 2023-10-06 | M | D | 10,000 | $0.00 | 0 | D | $0.00 · — to — | 10,000 Series B Cumulative Redeemable Perpetual Preferred Stock | (F1) Represents the conversion upon vesting as Chief Strategy Officer of restricted stock units into shares of preferred stock on October 6, 2023. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person. |