Form 4 for FLUX Flux Power Holdings, Inc.

Accepted 2023-10-31 00:00:00 ET · period of report 2023-10-27 · accession 0001493152-23-038928 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-10-31	2023-10-27	FLUX	Mason Jeffrey Curtis	VP of Ops	M - OptEx	—	+1,280	2,656	+93%	—
D	2023-10-31	2023-10-27	FLUX	Mason Jeffrey Curtis	VP of Ops	M - OptEx	—	-1,280	1,280	-50%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-10-27	M	A	1,280	—	2,656	D	—	—	(F1) Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original Grant")on October 27, 2021. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original Grant vested on October 27, 2022, and a subsequent 1/3 of the Original Grant vested on October 27, 2023. The remaining 1/3 of the Original Grant is scheduled to vest on October 27, 2024.
2	Derivative	Restricted Stock Units	2023-10-27	M	D	1,280	—	1,280	D	— · — to —	1,280 Common Stock	(F1) Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original Grant")on October 27, 2021. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original Grant vested on October 27, 2022, and a subsequent 1/3 of the Original Grant vested on October 27, 2023. The remaining 1/3 of the Original Grant is scheduled to vest on October 27, 2024.