Form 4 for BCAL California BanCorp \ CA
Accepted 2023-11-01 00:00:00 ET · period of report 2023-10-31 · accession 0001493152-23-038986 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-11-01 | 2023-10-31 | BCAL | Volk David J. | Dir | J - Other | $0.00 | -3,360 | 2.34M | -0.1% | $0 |
| 2023-11-01 | 2023-10-31 | BCAL | Volk David J. | Dir | J - Other | $0.00 | +367 | 628 | +141% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-31 | J | D | 3,360 | $0.00 | 2,343,816 | I | — | — | (F3) Includes 2,553 shares of Common Stock and 544 RSUs held by Advisors IV and 2,340,719 shares of Common Stock held by Castle Creek Capital Partners VI LP. Mr. Volk, a managing principal of Castle Creek, disclaims beneficial ownership of such shares held by Advisors IV and Castle Creek Capital Partners VI LP, except to the extent of his pecuniary interest therein. |
| 2 | Common | Common Stock | 2023-10-31 | J | A | 367 | $0.00 | 628 | D see footnote 3 | — | — |