Form 4 for PAAI Paradium.AI, Inc.
Accepted 2023-11-06 00:00:00 ET · period of report 2023-03-06 · accession 0001493152-23-039547 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-06 | 2023-03-06 | PAAI | Kraft Andrew Q. | COO | F - Tax | $7.08 | -9,672 | 112.5K | -8% | -$68.5K |
| D | 2023-11-06 | 2023-11-02 | PAAI | Kraft Andrew Q. | COO | A - Grant | $0.00 | +20.0K | 132.5K | +18% | $0 |
| D | 2023-11-06 | 2023-11-02 | PAAI | Kraft Andrew Q. | COO | A - Grant | $0.00 | +20.0K | 20.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-06 | F | D | 9,672 | $7.08 | 112,546 | D | — | — | |
| 2 | Common | Common Stock | 2023-11-02 | A | A | 20,000 | $0.00 | 132,546 | D | — | — | (F2) This total includes certain unvested shares subject to forfeiture if underlying vesting conditions are not met. |
| 3 | Derivative | Stock Option (right to buy) | 2023-11-02 | A | A | 20,000 | $0.00 | 20,000 | D | $4.04 · — to 2033-11-01 | 20,000 Common Stock | (F3) One third of the options vest on November 2, 2024, with the remainder vesting ratably in 24 monthly installments thereafter, subject to the reporting person's continued service to the Issuer on each vesting date. |