Form 4 for HROW HARROW, INC.
Accepted 2023-11-14 00:00:00 ET · period of report 2023-11-10 · accession 0001493152-23-041355 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-14 | 2023-11-10 | HROW | SAHAREK JOHN P. | Chief Commercial Off | M - OptEx | — | +20.0K | 242.2K | +9% | — |
| D | 2023-11-14 | 2023-11-10 | HROW | SAHAREK JOHN P. | Chief Commercial Off | F - Tax | $12.83 | -9,778 | 232.4K | -4% | -$125.5K |
| D | 2023-11-14 | 2023-11-10 | HROW | SAHAREK JOHN P. | Chief Commercial Off | M - OptEx | $0.00 | -20.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-10 | M | A | 20,000 | — | 242,197 | D | — | — | (F1) Shares withheld to satisfy the exercise price and tax liability incident to the exercise of the stock option. Such withholding did not involve any market sales or other market transactions. |
| 2 | Common | Common Stock | 2023-11-10 | F | D | 9,778 | $12.83 | 232,419 | D | — | — | (F1) Shares withheld to satisfy the exercise price and tax liability incident to the exercise of the stock option. Such withholding did not involve any market sales or other market transactions. |
| 3 | Derivative | Stock Option (Right to Buy) | 2023-11-10 | M | D | 20,000 | $0.00 | 0 | D | $4.16 · — to 2023-11-12 | 20,000 Common Stock | (F2) The stock option was granted on November 12, 2013 under the Issuers 2007 Stock Incentive and Awards Plan and the shares subject to the stock option became exercisable over a 3 year period following its grant date. The stock option had an expiration date of November 12, 2023. (F1) Shares withheld to satisfy the exercise price and tax liability incident to the exercise of the stock option. Such withholding did not involve any market sales or other market transactions. |