Form 4 for ATLX Atlas Lithium Corp
Accepted 2023-12-29 00:00:00 ET · period of report 2023-12-22 · accession 0001493152-23-046636 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-29 | 2023-12-22 | ATLX | Noriega Roger | Dir | C - Cnv Deriv | — | +240.0K | 387.2K | +163% | — |
| D | 2023-12-29 | 2023-12-22 | ATLX | Noriega Roger | Dir | C - Cnv Deriv | — | -18.0K | 0 | -100% | — |
| DM | 2023-12-29 | 2023-12-22 | ATLX | Noriega Roger | Dir | X - OptEx | $0.1 | 0 | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-22 | C | A | 239,999 | — | 387,201 | D | — | — | (F1) The shares of Common Stock were acquired on conversion of shares of Series D Convertible Preferred Stock ("Series D Preferred"). |
| 2 | Derivative | Series D Convertible Preferred Stock | 2023-12-22 | C | D | 18,000 | — | 0 | D | — · — to — | 239,999 Common Stock | (F4) Each share of Series D Preferred Stock was convertible at any time, at the election of the holder, into 13 1/3 shares of Common Stock. The Series D Preferred had no expiration date. (F5) Following the transactions described in this Statement, the Reporting Person has no Series D Preferred. (F2) The Series D Convertible Preferred Stock Options (the "Series D Options") were earned by the Reporting Person on a quarterly basis between January 1, 2021 and December 1, 2023 as previously reported on Forms 4, and were immediately exercisable on the date of grant. The Series D Options had expiration dates between February 28, 2031 and November 30, 2033. |
| 3 | Derivative | Series D Convertible Preferred Stock | 2023-12-22 | X | A | 18,000 | — | 18,000 | D | — · — to — | 239,999 Common Stock | (F4) Each share of Series D Preferred Stock was convertible at any time, at the election of the holder, into 13 1/3 shares of Common Stock. The Series D Preferred had no expiration date. (F2) The Series D Convertible Preferred Stock Options (the "Series D Options") were earned by the Reporting Person on a quarterly basis between January 1, 2021 and December 1, 2023 as previously reported on Forms 4, and were immediately exercisable on the date of grant. The Series D Options had expiration dates between February 28, 2031 and November 30, 2033. |
| 4 | Derivative | Series D Convertible Preferred Stock Options | 2023-12-22 | X | D | 18,000 | $0.1 | 0 | D | $0.1 · — to — | 18,000 Series D Preferred Stock | (F3) Following the transactions described in this Statement, the Reporting Person has no Series D Options. (F2) The Series D Convertible Preferred Stock Options (the "Series D Options") were earned by the Reporting Person on a quarterly basis between January 1, 2021 and December 1, 2023 as previously reported on Forms 4, and were immediately exercisable on the date of grant. The Series D Options had expiration dates between February 28, 2031 and November 30, 2033. |