Form 4 for FOA Finance of America Companies Inc.
Accepted 2024-01-03 00:00:00 ET · period of report 2023-12-29 · accession 0001493152-24-000306 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-01-03 | 2023-12-29 | FOA | Bloom Retirement Holdings Inc. | 10% | C - Cnv Deriv | — | +8.00M | 8.00M | New | — |
| DI | 2024-01-03 | 2023-12-29 | FOA | Bloom Retirement Holdings Inc. | 10% | C - Cnv Deriv | $0.00 | -8.00M | 25.89M | -24% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-12-29 | C | A | 8,000,000 | — | 8,000,000 | I See footnote | — | — | (F1) Each limited liability company unit of Finance of America Equity Capital LLC (the "FOAEC Unit") is exchangeable for one share of Class A Common Stock of the Issuer at the option of the holder. The FOAEC Units do not expire. (F2) Bloom Retirement Holdings Inc. is the record holder of the securities reported herein. Reza Jahangiri is the majority shareholder of Bloom Retirement Holdings Inc. As such, Mr. Jahangiri may be deemed to share voting and dispositive power over the securities held by Bloom Retirement Holdings Inc. |
| 2 | Derivative | FOAEC Units | 2023-12-29 | C | D | 8,000,000 | $0.00 | 25,893,666 | I See footnote | — · — to — | 8,000,000 Class A Common Stock | (F2) Bloom Retirement Holdings Inc. is the record holder of the securities reported herein. Reza Jahangiri is the majority shareholder of Bloom Retirement Holdings Inc. As such, Mr. Jahangiri may be deemed to share voting and dispositive power over the securities held by Bloom Retirement Holdings Inc. (F1) Each limited liability company unit of Finance of America Equity Capital LLC (the "FOAEC Unit") is exchangeable for one share of Class A Common Stock of the Issuer at the option of the holder. The FOAEC Units do not expire. |