Form 4 for SCNX Scienture Holdings, Inc.
Accepted 2024-01-16 00:00:00 ET · period of report 2024-01-05 · accession 0001493152-24-002319 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2024-01-16 | 2024-01-05 | SCNX | Patel Prashant | Interim CFO, Dir | A - Grant | $0.00 | +150.0K | 150.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2024-01-05 | A | A | 150,000 | $0.00 | 150,000 | I The Patel Trust 2010 | — | — | (F1) Shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of 1/2 of the shares on January 1, 2023 and April 1, 2023, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d). (F2) Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as a member of the Board of Directors. (F3) These securities are owned directly by the Patel Trust 2010, of which Mr. Patel is the trustee. Mr. Patel, as the trustee, is deemed to have indirect beneficial ownership of the shares held by the Patel Trust 2010. |