Form 4 for ABAT AMERICAN BATTERY TECHNOLOGY Co
Accepted 2024-01-23 00:00:00 ET · period of report 2024-01-21 · accession 0001493152-24-003456 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-23 | 2024-01-21 | ABAT | Meza Leal Andres Manuel | COO | A - Grant | $0.00 | +10.4K | 96.7K | +12% | $0 |
| D | 2024-01-23 | 2024-01-23 | ABAT | Meza Leal Andres Manuel | COO | F - Tax | $2.79 | -3,298 | 93.4K | -3% | -$9,201 |
| D | 2024-01-23 | 2024-01-22 | ABAT | Meza Leal Andres Manuel | COO | P - Purchase | $6.53 | +55.4K | 74.4K | +291% | +$361.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-21 | A | A | 10,416 | $0.00 | 96,650 | D | — | — | (F1) Represents Common Stock awarded pursuant to the Company's employee equity compensation plan. |
| 2 | Common | Common Stock | 2024-01-23 | F | D | 3,298 | $2.79 | 93,352 | D | — | — | (F2) Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock. |
| 3 | Derivative | Warrants | 2024-01-22 | P | A | 55,364 | $6.53 | 74,412 | D | $6.53 · 2024-01-22 to 2029-01-22 | 55,364 Common Stock | (F3) Represents the issuance of Warrants pursuant to the terms of the Reporting Person's employment agreement. |