Form 4 for ABAT AMERICAN BATTERY TECHNOLOGY Co
Accepted 2024-01-23 00:00:00 ET · period of report 2024-01-21 · accession 0001493152-24-003459 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-23 | 2024-01-21 | ABAT | Melsert Ryan Mitchell | CEO, Dir | A - Grant | $0.00 | +20.8K | 1.03M | +2% | $0 |
| D | 2024-01-23 | 2024-01-23 | ABAT | Melsert Ryan Mitchell | CEO, Dir | F - Tax | $2.79 | -6,596 | 1.03M | -0.6% | -$18.4K |
| D | 2024-01-23 | 2024-01-22 | ABAT | Melsert Ryan Mitchell | CEO, Dir | P - Purchase | $10.49 | +31.2K | 321.1K | +11% | +$327.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-21 | A | A | 20,832 | $0.00 | 1,033,868 | D | — | — | (F1) Represents Common Stock awarded pursuant to the terms of the Company's employee equity compensation plan. |
| 2 | Common | Common Stock | 2024-01-23 | F | D | 6,596 | $2.79 | 1,027,272 | D | — | — | (F2) Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock. |
| 3 | Derivative | Warrants | 2024-01-22 | P | A | 31,220 | $10.49 | 321,056 | D | $10.49 · 2024-01-22 to 2029-01-22 | 31,220 Common Stock | (F3) Represents the issuance of Warrants pursuant to the terms of the Reporting Person's employment agreement. |