Form 4 for OPTT Ocean Power Technologies, Inc.
Accepted 2024-01-24 00:00:00 ET · period of report 2024-01-22 · accession 0001493152-24-003604 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-24 | 2024-01-22 | OPTT | DiPietro Joseph | CAO | F - Tax | $0.27 | -1,271 | 8,691 | -13% | -$343.17 |
| D | 2024-01-24 | 2024-01-22 | OPTT | DiPietro Joseph | CAO | M - OptEx | — | +4,657 | 9,962 | +88% | — |
| D | 2024-01-24 | 2024-01-22 | OPTT | DiPietro Joseph | CAO | M - OptEx | $0.00 | -4,657 | 4,657 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-22 | F | D | 1,271 | $0.27 | 8,691 | D | — | — | |
| 2 | Common | Common Stock | 2024-01-22 | M | A | 4,657 | — | 9,962 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis |
| 3 | Derivative | Restricted Stock Unit | 2024-01-22 | M | D | 4,657 | $0.00 | 4,657 | D | — · — to — | 4,657 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis (F2) On January 21,2023, the reporting person was granted 14,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. |