Form 4 for OPTT Ocean Power Technologies, Inc.
Accepted 2024-01-24 00:00:00 ET · period of report 2024-01-22 · accession 0001493152-24-003609 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-24 | 2024-01-16 | OPTT | Stratmann Philipp | CEO, Dir | M - OptEx | — | +48.5K | 163.3K | +42% | — |
| D | 2024-01-24 | 2024-01-22 | OPTT | Stratmann Philipp | CEO, Dir | F - Tax | $0.27 | -14.1K | 149.2K | -9% | -$3,796 |
| D | 2024-01-24 | 2024-01-22 | OPTT | Stratmann Philipp | CEO, Dir | M - OptEx | $0.00 | -48.5K | 48.5K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-16 | M | A | 48,529 | — | 163,279 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis |
| 2 | Common | Common Stock | 2024-01-22 | F | D | 14,061 | $0.27 | 149,218 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2024-01-22 | M | D | 48,529 | $0.00 | 48,529 | D | — · — to — | 48,529 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis (F2) On January 21, 2023, the reporting person was granted 145,587 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. |