Form 4 for SRXH SRX Global Inc.
Accepted 2024-02-05 00:00:00 ET · period of report 2018-12-21 · accession 0001493152-24-005000 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-05 | 2023-09-05+ | SRXH | Young Michael | Dir | A - Grant | $0.0893 | +1.12M | 1.65M | +212% | +$100.0K |
| DMI | 2024-02-05 | 2023-09-07 | SRXH | Young Michael | Dir | P - Purchase | $0.13 | +20.0K | 102.5K | +24% | +$2,600 |
| DM | 2024-02-05 | 2018-12-21+ | SRXH | Young Michael | Dir | A - Grant | — | 0 | 86.5K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-01 | A | A | 370,370 | $0.27 | 2,019,540 | D Shares held by Cottingham Capital Partners, LLC. of which Mr. Young is a manager. | — | — | |
| 2 | Common | Common Stock | 2023-09-07 | P | A | 10,000 | $0.13 | 112,500 | I | — | — | |
| 3 | Common | Common Stock | 2023-09-07 | P | A | 10,000 | $0.13 | 102,500 | I | — | — | |
| 4 | Common | Common Stock | 2023-09-05 | A | A | 750,000 | $0.00 | 1,649,170 | D Shares held by Cottingham Capital Partners, LLC. of which Mr. Young is a manager. | — | — | (F1) Shares of Common Stock issued under the Company's Amended and Restated 2019 Incentive Plan with no vesting conditions. |
| 5 | Derivative | Stock Options - Right to Buy | 2018-12-21 | A | A | 0 | $0.00 | 3,206 | D | $3.60 · 2019-12-21 to 2028-12-21 | 3,206 Common Stock | |
| 6 | Derivative | Purchase Warrants - Right to Buy | 2021-01-22 | A | A | 0 | $0.00 | 60,834 | D | $7.50 · 2021-01-22 to 2027-01-22 | 6,667 Common Stock | |
| 7 | Derivative | Purchase Warrants - Right to Buy | 2019-12-19 | A | A | 0 | $0.00 | 54,167 | D | $10.92 · 2019-12-19 to 2023-06-30 | 54,167 Common Stock | |
| 8 | Derivative | Stock Options - Right to Buy | 2021-07-08 | A | A | 0 | $0.00 | 133,207 | D | $5.00 · — to 2031-07-08 | 30,000 Common Stock | (F2) Options exercisable according to the vesting terms in the related option agreement. |
| 9 | Derivative | Stock Options - Right to Buy | 2021-01-08 | A | A | 0 | $0.00 | 103,207 | D | $7.74 · — to 2031-01-08 | 16,667 Common Stock | (F2) Options exercisable according to the vesting terms in the related option agreement. |
| 10 | Derivative | Stock Options - Right to Buy | 2019-05-02 | A | A | 0 | $0.00 | 86,540 | D | $3.60 · 2021-05-02 to 2029-05-02 | 83,334 Common Stock |