Form 4 for SRXH SRX Global Inc.
Accepted 2024-02-05 00:00:00 ET · period of report 2019-11-04 · accession 0001493152-24-005002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-05 | 2023-01-04+ | SRXH | Word John M III | Dir, 10% | A - Grant | $0.3643 | +548.9K | 3.83M | +17% | +$200.0K |
| DM | 2024-02-05 | 2019-11-04+ | SRXH | Word John M III | Dir, 10% | A - Grant | — | 0 | 2.62M | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-04 | A | A | 178,572 | $0.56 | 3,454,855 | D | — | — | (F1) Annual restricted stock grant under the Company's Amended and Restated 2019 Plan for board service with no vesting conditions. |
| 2 | Common | Common Stock | 2024-02-01 | A | A | 370,370 | $0.27 | 3,825,225 | D | — | — | (F1) Annual restricted stock grant under the Company's Amended and Restated 2019 Plan for board service with no vesting conditions. |
| 3 | Derivative | Purchase Warrants - Right to Buy | 2021-01-22 | A | A | 0 | $0.00 | 2,705,253 | D | $7.50 · 2021-01-22 to 2027-01-22 | 4,167 Common Stock | |
| 4 | Derivative | Purchase Warrants - Right to Buy | 2021-01-22 | A | A | 0 | $0.00 | 2,701,086 | D | $7.50 · 2021-01-22 to 2027-01-22 | 83,334 Common Stock | |
| 5 | Derivative | Stock Options - Right to Buy | 2021-01-08 | A | A | 0 | $0.00 | 16,667 | D | $7.74 · — to 2031-01-08 | 16,667 Common Stock | (F2) Options exercisable according to the vesting terms in the related option agreement. |
| 6 | Derivative | Purchase Warrants - Right to Buy | 2020-10-01 | A | A | 0 | $0.00 | 2,613,418 | D | $4.50 · 2020-10-01 to 2026-10-01 | 1,666,667 Common Stock | |
| 7 | Derivative | Stock Options - Right to Buy | 2021-07-08 | A | A | 0 | $0.00 | 36,667 | D | $5.00 · — to 2031-07-08 | 20,000 Common Stock | (F2) Options exercisable according to the vesting terms in the related option agreement. |
| 8 | Derivative | Purchase Warrants - Right to Buy | 2020-07-20 | A | A | 0 | $0.00 | 946,751 | D | $6.30 · 2020-07-20 to 2030-06-30 | 50,000 Common Stock | |
| 9 | Derivative | Purchase Warrants - Right to Buy | 2020-06-24 | A | A | 0 | $0.00 | 896,751 | D | $7.50 · 2020-06-24 to 2030-06-30 | 83,334 Common Stock | |
| 10 | Derivative | Purchase Warrants - Right to Buy | 2019-12-19 | A | A | 0 | $0.00 | 813,417 | D | $10.92 · 2019-12-19 to 2030-06-30 | 812,500 Common Stock | |
| 11 | Derivative | Purchase Warrants - Right to Buy | 2019-11-04 | A | A | 0 | $0.00 | 917 | D | $25.50 · 2019-11-04 to 2030-06-30 | 917 Common Stock | |
| 12 | Derivative | Purchase Warrants - Right to Buy | 2020-10-01 | A | A | 0 | $0.00 | 2,617,752 | D | $4.50 · 2020-10-01 to 2026-10-01 | 4,334 Common Stock |