Form 4 for HROW HARROW, INC.
Accepted 2024-02-08 00:00:00 ET · period of report 2024-02-07 · accession 0001493152-24-005371 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-08 | 2024-02-07 | HROW | BAUM MARK L | CEO, Dir | M - OptEx | $7.71 | +15.4K | 2.04M | +0.8% | +$118.7K |
| D | 2024-02-08 | 2024-02-07 | HROW | BAUM MARK L | CEO, Dir | M - OptEx | $0.00 | -15.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2024-02-07 | M | A | 15,400 | $7.71 | 2,038,361 | D | — | — | |
| 2 | Derivative | Stock Option (Right to Buy) | 2024-02-07 | M | D | 15,400 | $0.00 | 0 | D | $7.71 · — to 2024-02-10 | 15,400 Common Stock | (F1) Represents stock options granted to Mr. Baum on February 10, 2014 under the Issuer's 2007 Stock Incentive and Awards Plan, as amended. The stock option vested quarterly over a three-year period following the grant date. The total exercise price for the options ($118,734) was paid in cash to the Issuer by Mr. Baum. |