Form 4 for HROW HARROW, INC.
Accepted 2024-02-21 00:00:00 ET · period of report 2024-02-20 · accession 0001493152-24-007453 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-21 | 2024-02-20 | HROW | BAUM MARK L | CEO, Dir | M - OptEx | $10.67 | +90.2K | 2.19M | +4% | +$962.0K |
| D | 2024-02-21 | 2024-02-20 | HROW | BAUM MARK L | CEO, Dir | M - OptEx | $0.00 | -150.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2024-02-20 | M | D | 59,836 | $10.67 | 2,128,525 | D | — | — | (F1) The listed acquired 150,000 shares of Harrow, Inc. ("Harrow")_common stock represent restricted stock units (RSUs") granted to Mr. Baum on February 19, 2021 under the Issuer's 2017 Stock Incentive and Awards Plan, as amended. The RSUs vested after a three-year period following the award date. 59,836 shares of Harrow common stock listed as disposed were withheld from issuance by Harrow to satisfy Mr. Baum's payroll tax liability incident related to the vesting of the RSUs. Such withholding did not involve any market sales or other market transactions. |
| 2 | Common | Common stock | 2024-02-20 | M | A | 150,000 | $10.67 | 2,188,361 | D | — | — | |
| 3 | Derivative | RSU | 2024-02-20 | M | D | 150,000 | $0.00 | 0 | D | $0.00 · — to — | 150,000 Common Stock | (F1) The listed acquired 150,000 shares of Harrow, Inc. ("Harrow")_common stock represent restricted stock units (RSUs") granted to Mr. Baum on February 19, 2021 under the Issuer's 2017 Stock Incentive and Awards Plan, as amended. The RSUs vested after a three-year period following the award date. 59,836 shares of Harrow common stock listed as disposed were withheld from issuance by Harrow to satisfy Mr. Baum's payroll tax liability incident related to the vesting of the RSUs. Such withholding did not involve any market sales or other market transactions. |