Form 4 for INSE Inspired Entertainment, Inc.
Accepted 2024-03-04 00:00:00 ET · period of report 2024-02-29 · accession 0001493152-24-008750 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-04 | 2024-02-29 | INSE | PIERCE BROOKS H | Pres, CEO | F - Tax | $9.57 | -26.8K | 204.9K | -12% | -$256.2K |
| D | 2024-03-04 | 2024-02-29 | INSE | PIERCE BROOKS H | Pres, CEO | M - OptEx | — | +85.2K | 231.7K | +58% | — |
| DM | 2024-03-04 | 2024-02-29 | INSE | PIERCE BROOKS H | Pres, CEO | M - OptEx | $0.00 | -85.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-29 | F | D | 26,769 | $9.57 | 204,947 | D | — | — | (F2) The balance reflects 25,096 shares transferred to the reporting person as an annuity payment from his grantor retained annuity trust (GRAT) in July 2023, which changed his beneficial ownership with respect to the shares from indirect to direct ownership. |
| 2 | Common | Common Stock | 2024-02-29 | M | A | 85,208 | — | 231,716 | D | — | — | (F1) Restricted stock units convert into shares of common stock on a one-for-one basis. (F2) The balance reflects 25,096 shares transferred to the reporting person as an annuity payment from his grantor retained annuity trust (GRAT) in July 2023, which changed his beneficial ownership with respect to the shares from indirect to direct ownership. |
| 3 | Derivative | Performance Restricted Stock Units | 2024-02-29 | M | D | 35,714 | $0.00 | 0 | D | — · — to — | 35,714 Common Stock | (F1) Restricted stock units convert into shares of common stock on a one-for-one basis. (F7) These performance restricted stock units were granted on June 9, 2021. The award was conditioned on attainment of pre-established performance criteria for 2021 and a time-based vesting schedule (vesting in one installment on December 29, 2023). |
| 4 | Derivative | Restricted Stock Units | 2024-02-29 | M | D | 6,089 | $0.00 | 6,089 | D | — · — to — | 6,089 Common Stock | (F1) Restricted stock units convert into shares of common stock on a one-for-one basis. (F8) These restricted stock units were granted on February 14, 2022. One-third of the units vested on each of December 30, 2022 and December 29, 2023 and the balance is scheduled to vest on December 31, 2024. |
| 5 | Derivative | Restricted Stock Units | 2024-02-29 | M | D | 6,500 | $0.00 | 13,000 | D | — · — to — | 6,500 Common Stock | (F1) Restricted stock units convert into shares of common stock on a one-for-one basis. (F9) These restricted stock units were granted on February 14, 2023. One-third of the units vested on December 29, 2023 and the balance is scheduled to vest in two equal installments on December 31, 2024 and December 31, 2025. |
| 6 | Derivative | Restricted Stock Units | 2024-02-29 | M | D | 25,000 | $0.00 | 0 | D | — · — to — | 25,000 Common Stock | (F1) Restricted stock units convert into shares of common stock on a one-for-one basis. (F5) These restricted stock units were granted on February 17, 2020. Three-quarters of the units vested on December 30, 2022 and the balance vested on December 29, 2023. |
| 7 | Derivative | Restricted Stock Units | 2024-02-29 | M | D | 11,905 | $0.00 | 0 | D | — · — to — | 11,905 Common Stock | (F1) Restricted stock units convert into shares of common stock on a one-for-one basis. (F6) These restricted stock units were granted on June 9, 2021. One-third of the units vested on each of December 31, 2021, December 30, 2022 and December 29, 2023. |