Form 4 for ASTS AST SpaceMobile, Inc.
Accepted 2024-03-19 00:00:00 ET · period of report 2024-03-15 · accession 0001493152-24-010560 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-03-19 | 2024-03-15 | ASTS | Heller Brian | EVP, GC, Sec | F - Tax | $3.14 | -28.5K | 383.2K | -7% | -$89.6K | |
| M | 2024-03-19 | 2024-03-15 | ASTS | Heller Brian | EVP, GC, Sec | A - Grant | $0.00 | +250.0K | 411.7K | +155% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-03-15 | F | D | 28,529 | $3.14 | 383,190 | D | — | — | (F3) Represents a payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units representing 72,500 shares of Class A Common Stock issued in accordance with Rule 16b-3, resulting in a net vested number of shares of 43,971 shares. |
| 2 | Common | Class A Common Stock | 2024-03-15 | A | A | 105,000 | $0.00 | 266,719 | D | — | — | (F1) Represents a grant of Restricted Stock Units that vest 50% per year on each anniversary of May 8, 2023, subject to continued service through the vesting date. |
| 3 | Common | Class A Common Stock | 2024-03-15 | A | A | 145,000 | $0.00 | 411,719 | D | — | — | (F2) Represents the award of performance Restricted Stock Units that vested 50% on March 15, 2024, upon the certification by the Issuer's compensation committee of the satisfaction of performance conditions, with the remaining 50% vesting on March 15, 2025, subject to continued service through the vesting date. |