Form 4 for ABAT AMERICAN BATTERY TECHNOLOGY Co
Accepted 2024-03-20 00:00:00 ET · period of report 2024-03-18 · accession 0001493152-24-010667 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-20 | 2024-03-18 | ABAT | Meza Leal Andres Manuel | COO | A - Grant | $0.00 | +50.0K | 147.9K | +51% | $0 |
| D | 2024-03-20 | 2024-03-19 | ABAT | Meza Leal Andres Manuel | COO | F - Tax | $1.99 | -12.2K | 135.6K | -8% | -$24.4K |
| D | 2024-03-20 | 2024-03-18 | ABAT | Meza Leal Andres Manuel | COO | P - Purchase | $2.00 | +50.0K | 150.7K | +50% | +$100.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-18 | A | A | 50,000 | $0.00 | 147,862 | D | — | — | (F1) Represents Common Stock awarded pursuant to the terms of the Reporting Person's employment agreement. |
| 2 | Common | Common Stock | 2024-03-19 | F | D | 12,250 | $1.99 | 135,612 | D | — | — | (F2) Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock. |
| 3 | Derivative | Warrants | 2024-03-18 | P | A | 50,000 | $2.00 | 150,677 | D | $2.00 · 2024-03-18 to 2029-03-18 | 50,000 Common Stock | (F3) Represents the issuance of Warrants pursuant to the terms of the Reporting Person's employment agreement. |