Form 4 for ABAT AMERICAN BATTERY TECHNOLOGY Co
Accepted 2024-03-20 00:00:00 ET · period of report 2024-03-18 · accession 0001493152-24-010669 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-20 | 2024-03-18 | ABAT | Melsert Ryan Mitchell | CEO, Dir | A - Grant | $0.00 | +75.0K | 1.11M | +7% | $0 |
| D | 2024-03-20 | 2024-03-19 | ABAT | Melsert Ryan Mitchell | CEO, Dir | F - Tax | $1.99 | -18.5K | 1.09M | -2% | -$36.8K |
| D | 2024-03-20 | 2024-03-18 | ABAT | Melsert Ryan Mitchell | CEO, Dir | P - Purchase | $2.00 | +75.0K | 474.9K | +19% | +$150.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-18 | A | A | 75,000 | $0.00 | 1,108,911 | D | — | — | (F1) Represents Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement. |
| 2 | Common | Common Stock | 2024-03-19 | F | D | 18,503 | $1.99 | 1,090,408 | D | — | — | (F2) Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock. |
| 3 | Derivative | Warrants | 2024-03-18 | P | A | 75,000 | $2.00 | 474,852 | D | $2.00 · 2024-03-18 to 2029-03-18 | 75,000 Common Stock | (F3) Represents the issuance of Warrants pursuant to the terms of the Reporting Person's employment agreement. |