Form 4 for ABAT AMERICAN BATTERY TECHNOLOGY Co
Accepted 2024-04-08 00:00:00 ET · period of report 2024-04-04 · accession 0001493152-24-013957 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-04-08 | 2024-04-05 | ABAT | JOLCOVER SCOTT | Chief Resource Off | A - Grant | $0.00 | +7,823 | 251.1K | +3% | $0 |
| D | 2024-04-08 | 2024-04-08 | ABAT | JOLCOVER SCOTT | Chief Resource Off | F - Tax | $1.83 | -2,229 | 255.1K | -0.9% | -$4,079 |
| DM | 2024-04-08 | 2024-04-04 | ABAT | JOLCOVER SCOTT | Chief Resource Off | P - Purchase | $4.92 | +4,524 | 34.1K | +15% | +$22.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-05 | A | A | 6,250 | $0.00 | 257,354 | D | — | — | (F2) Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan. |
| 2 | Common | Common Stock | 2024-04-05 | A | A | 1,573 | $0.00 | 251,104 | D | — | — | (F1) Represents the vesting of Common Stock previously awarded pursuant to the terms of terms of the Reporting Person's employment agreement. |
| 3 | Common | Common Stock | 2024-04-08 | F | D | 2,229 | $1.83 | 255,125 | D | — | — | (F3) Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock. |
| 4 | Derivative | Warrants | 2024-04-04 | P | A | 795 | $6.60 | 30,393 | D | $6.60 · 2024-04-04 to 2027-04-04 | 795 Common Stock | (F4) Represents vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement. |
| 5 | Derivative | Warrants | 2024-04-04 | P | A | 453 | $6.53 | 30,846 | D | $6.53 · 2024-04-04 to 2027-04-04 | 453 Common Stock | (F4) Represents vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement. |
| 6 | Derivative | Warrants | 2024-04-04 | P | A | 3,276 | $4.29 | 34,122 | D | $4.29 · 2024-04-04 to 2027-04-04 | 3,276 Common Stock | (F4) Represents vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement. |