Form 4 for ABAT AMERICAN BATTERY TECHNOLOGY Co
Accepted 2024-04-08 00:00:00 ET · period of report 2024-04-04 · accession 0001493152-24-013959 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-04-08 | 2024-04-05 | ABAT | Melsert Ryan Mitchell | CEO, Dir | A - Grant | $0.00 | +16.2K | 1.10M | +1% | $0 |
| D | 2024-04-08 | 2024-04-08 | ABAT | Melsert Ryan Mitchell | CEO, Dir | F - Tax | $1.83 | -3,781 | 1.10M | -0.3% | -$6,919 |
| DM | 2024-04-08 | 2024-04-04 | ABAT | Melsert Ryan Mitchell | CEO, Dir | P - Purchase | $6.56 | +30.8K | 485.9K | +7% | +$202.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-05 | A | A | 10,938 | $0.00 | 1,106,567 | D | — | — | (F2) Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan. |
| 2 | Common | Common Stock | 2024-04-08 | F | D | 3,781 | $1.83 | 1,102,786 | D | — | — | (F3) Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock. |
| 3 | Common | Common Stock | 2024-04-05 | A | A | 5,221 | $0.00 | 1,095,629 | D | — | — | (F1) Represents the vesting of Common Stock previously awarded pursuant to the terms of terms of the Reporting Person's employment agreement. |
| 4 | Derivative | Warrants | 2024-04-04 | P | A | 19,699 | $4.33 | 508,508 | D | $4.33 · 2024-04-04 to 2029-04-04 | 19,699 Common Stock | (F4) Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement. |
| 5 | Derivative | Warrants | 2024-04-04 | P | A | 2,951 | $10.49 | 488,809 | D | $10.49 · 2024-04-04 to 2029-04-04 | 2,951 Common Stock | (F4) Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement. |
| 6 | Derivative | Warrants | 2024-04-04 | P | A | 8,173 | $10.50 | 485,858 | D | $10.50 · 2024-04-04 to 2029-04-04 | 8,173 Common Stock | (F4) Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement. (F5) The number of warrants beneficially owned following the reported transaction is as of April 8, 2024 and reflects a correction to the total number of warrants that was previously underreported due to administrative error on the Reporting Persons Form 4/A dated April 3, 2024. |