Form 4 for ABAT AMERICAN BATTERY TECHNOLOGY Co
Accepted 2024-04-08 00:00:00 ET · period of report 2024-04-04 · accession 0001493152-24-013962 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-04-08 | 2024-04-05 | ABAT | Meza Leal Andres Manuel | COO | A - Grant | $0.00 | +12.6K | 148.3K | +9% | $0 |
| D | 2024-04-08 | 2024-04-08 | ABAT | Meza Leal Andres Manuel | COO | F - Tax | $1.83 | -2,892 | 145.4K | -2% | -$5,292 |
| DM | 2024-04-08 | 2024-04-04 | ABAT | Meza Leal Andres Manuel | COO | P - Purchase | $5.11 | +10.0K | 111.7K | +10% | +$51.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-05 | A | A | 3,274 | $0.00 | 138,886 | D | — | — | (F1) Represents the vesting of Common Stock previously awarded pursuant to the terms of the Reporting Person's employment agreement. |
| 2 | Common | Common Stock | 2024-04-05 | A | A | 9,375 | $0.00 | 148,261 | D | — | — | (F2) Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan. |
| 3 | Common | Common Stock | 2024-04-08 | F | D | 2,892 | $1.83 | 145,369 | D | — | — | (F3) Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock. |
| 4 | Derivative | Warrants | 2024-04-04 | P | A | 907 | $6.53 | 112,614 | D | $6.53 · 2024-04-04 to 2029-04-04 | 907 Common Stock | (F4) Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement. |
| 5 | Derivative | Warrants | 2024-04-04 | P | A | 6,566 | $4.33 | 119,180 | D | $4.33 · 2024-04-04 to 2029-04-04 | 6,566 Common Stock | (F4) Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement. |
| 6 | Derivative | Warrants | 2024-04-04 | P | A | 2,553 | $6.60 | 111,707 | D | $6.60 · 2024-04-04 to 2029-04-04 | 2,553 Common Stock | (F4) Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement. |