Form 4 for CING Cingulate Inc.
Accepted 2024-04-12 00:00:00 ET · period of report 2024-04-11 · accession 0001493152-24-014504 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2024-04-12 | 2024-04-11 | CING | Werth Peter J. | Dir, 10% | M - OptEx | $0.00 | +1.04M | 1.18M | +740% | $0 |
| DMI | 2024-04-12 | 2024-04-11 | CING | Werth Peter J. | Dir, 10% | M - OptEx | $0.00 | -1.04M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-11 | M | A | 341,912 | $0.00 | 481,829 | I By Werth Family Investment Associates LLC | — | — | (F1) Reporting person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| 2 | Common | Common Stock | 2024-04-11 | M | A | 694,096 | $0.00 | 1,175,925 | I By Werth Family Investment Associates LLC | — | — | (F1) Reporting person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| 3 | Derivative | Pre-Funded Warrant (right to buy) | 2024-04-11 | M | D | 341,912 | $0.00 | 0 | I By Werth Family Investment Associates LLC | $0.00 · 2023-09-08 to — | 341,912 Common Stock | (F2) The number of pre-funded warrants and shares and the exercise price reflect the 1-for-20 reverse stock split of the Issuer's issued and outstanding shares of common stock, which became effective on November 30, 2023. (F1) Reporting person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. (F3) The pre-funded warrants have no expiration date. |
| 4 | Derivative | Pre-Funded Warrant (right to buy) | 2024-04-11 | M | D | 694,096 | $0.00 | 0 | I By Werth Family Investment Associates LLC | $0.00 · — to — | 694,096 Common Stock | (F1) Reporting person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. (F4) 687,043 of the pre-funded warrants were issued and immediately exercisable on January 25, 2024, and 7,053 of the pre-funded warrants were issued and immediately exercisable on March 25, 2024. (F3) The pre-funded warrants have no expiration date. |