Form 4 for SLNH Soluna Holdings, Inc
Accepted 2024-04-17 00:00:00 ET · period of report 2024-04-15 · accession 0001493152-24-015104 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-04-17 | 2024-04-15 | SLNH | Phelan William P | Dir | A - Grant | $0.00 | +232.5K | 185.4K | New | $0 |
| DM | 2024-04-17 | 2024-04-15 | SLNH | Phelan William P | Dir | D - Sale to Iss | — | -5,752 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-15 | A | A | 47,059 | $0.00 | 60,396 | D | — | — | (F2) Transaction reported is a grant of 47,059 restricted stock awards representing shares of Common Stock, which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer. |
| 2 | Common | 9.0% Series A Cumulative Perpetual Preferred Stock | 2024-04-15 | A | A | 185,421 | $0.00 | 185,421 | D | — | — | (F1) Transaction reported is a grant of 185,421 restricted stock awards representing shares of Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share, of the issuer ("Preferred Stock"), which were approved by the Compensation Committee. The shares of Preferred Stock will vest 33% on June 1, 2025, 33% on June 1, 2026, and 34% on June 1, 2027, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date. |
| 3 | Derivative | Stock Options (Right to Buy) | 2024-04-15 | D | D | 1,064 | — | 0 | D | $188.00 · — to 2026-05-13 | 1,064 Common Stock | (F4) On April 15, 2024, the stock options were cancelled by mutual agreement of the reporting person and the issuer. (F3) All shares of Common Stock subject to this stock option were vested and exercisable on the date of cancellation. |
| 4 | Derivative | Stock Options (Right to Buy) | 2024-04-15 | D | D | 4,688 | — | 0 | D | $23.75 · — to 2027-11-22 | 4,688 Common Stock | (F4) On April 15, 2024, the stock options were cancelled by mutual agreement of the reporting person and the issuer. (F3) All shares of Common Stock subject to this stock option were vested and exercisable on the date of cancellation. |