Form 4 for SLNH Soluna Holdings, Inc
Accepted 2024-04-17 00:00:00 ET · period of report 2024-04-15 · accession 0001493152-24-015106 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-04-17 | 2024-04-15 | SLNH | TOPOREK MICHAEL | Dir | A - Grant | $0.00 | +1.56M | 318.5K | New | $0 |
| D | 2024-04-17 | 2024-04-15 | SLNH | TOPOREK MICHAEL | Dir | D - Sale to Iss | — | -20.0K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | 9.0% Series A Cumulative Perpetual Preferred Stock | 2024-04-15 | A | A | 1,244,969 | $0.00 | 1,247,082 | D | — | — | (F1) Transaction reported is a grant of 1,244,969 restricted stock awards representing shares of Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share, of the issuer ("Preferred Stock"), which were approved by the Compensation Committee. The shares of Preferred Stock will vest 100% upon the reporting person's separation from the issuer. |
| 2 | Common | Common Stock | 2024-04-15 | A | A | 317,647 | $0.00 | 318,466 | D | — | — | (F2) Transaction reported is a grant of 317,647 restricted stock awards representing shares of Common Stock, which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer. |
| 3 | Derivative | Stock Options (Right to Buy) | 2024-04-15 | D | D | 20,000 | — | 0 | D | $171.00 · — to — | 20,000 Common Stock | (F4) On April 15, 2024, the stock options were cancelled by mutual agreement of the reporting person and the issuer. (F3) The option is durational based. 13,333 shares of Common Stock subject to this option were vested and exercisable on the date of cancellation. 6,667 shares of Common Stock subject to this option were scheduled to vest and become exercisable on May 13, 2024, provided that the reporting person remained in the service of the issuer on such vesting date. The shares of Common Stock subject to this option expire five years after each applicable vesting date. |