Form 4 for HROW HARROW, INC.

Accepted 2024-04-24 00:00:00 ET · period of report 2024-04-23 · accession 0001493152-24-015806 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MI	2024-04-24	2024-04-23+	HROW	Opaleye Management Inc.	10%	P - Purchase	$10.23	+20.0K	3.79M	+0.5%	+$204.6K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, par value $0.001 per share	2024-04-24	P	A	8,285	$10.15	3,795,000	I By Opaleye, L.P.	—	—	(F3) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.09-$10.19 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. (F1) Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.
2	Common	Common Stock, par value $0.001 per share	2024-04-23	P	A	11,715	$10.29	3,786,715	I By Opaleye, L.P.	—	—	(F2) The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.28-$10.2942 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. (F1) Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.