Form 4 for FLUX Flux Power Holdings, Inc.

Accepted 2024-04-30 00:00:00 ET · period of report 2024-04-29 · accession 0001493152-24-017306 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DI	2024-04-30	2024-04-29	FLUX	Johnson Michael	Dir, 10%	M - OptEx	—	+1,526	4.34M	+0.0%	—
D	2024-04-30	2024-04-29	FLUX	Johnson Michael	Dir, 10%	M - OptEx	—	-1,526	0	-100%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2024-04-29	M	A	1,526	—	4,339,010	I By Esenjay Investments, LLC	—	—	(F1) Represents the number of common stock issued upon the vesting of 1,526 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. (F3) Consists of 39,254 shares of common stock directly held by the Reporting Person and 4,299,756 indirectly held by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay"). The Reporting Person is the sole director and beneficial owner of Esenjay.
2	Derivative	Restricted Stock Unit	2024-04-29	M	D	1,526	—	0	D	— · — to —	1,526 Common Stock	(F2) This award was granted on April 29, 2021 subject to the terms conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Equity Incentive Plan. One third of the original grant of 4,578 RSUs vested on April 29, 2022, and a subsequent one third vested on April 29, 2023. On April 29, 2024, the remaining one third of the original grant vested. (F1) Represents the number of common stock issued upon the vesting of 1,526 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.