Form 4 for FLUX Flux Power Holdings, Inc.
Accepted 2024-04-30 00:00:00 ET · period of report 2024-04-29 · accession 0001493152-24-017308 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-30 | 2024-04-29 | FLUX | Robinette Dale Thomas | Dir | M - OptEx | — | +1,526 | 39.3K | +4% | — |
| D | 2024-04-30 | 2024-04-29 | FLUX | Robinette Dale Thomas | Dir | M - OptEx | — | -1,526 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-29 | M | A | 1,526 | — | 39,254 | D | — | — | (F1) Represents the number of common stock issued upon the vesting of 1,526 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Unit | 2024-04-29 | M | D | 1,526 | — | 0 | D | — · — to — | 1,526 Common Stock | (F2) This award was granted on April 29, 2021 subject to the terms and conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Equity Incentive Plan. One third of the original grant of 4,578 RSUs vested on April 29, 2022, and a subsequent one third vested on April 29, 2023. On April 29, 2024, the remaining one third of the original grant vested. (F1) Represents the number of common stock issued upon the vesting of 1,526 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. |