InsiderTrades

Form 4 for TEM Tempus AI, Inc.

Accepted 2024-06-26 00:00:00 ET · period of report 2024-06-17 · accession 0001493152-24-025322 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DI 2024-06-26 2024-06-17 TEM KEYWELL BRADLEY A 10% C - Cnv Deriv — +2.17M 16.56M +15% —
DMI 2024-06-26 2024-06-17 TEM KEYWELL BRADLEY A 10% C - Cnv Deriv $0.00 -2.17M 0 -100% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class A Common Stock 2024-06-17 C A 2,169,419 — 16,560,249 I By BK TL21 LLC — — (F1) Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. (F2) This amount includes an additional 15,830 shares acquired by the Reporting Person on June 17, 2024 in connection with the conversion of the Preferred Stock into Class A Common Stock upon the closing of the Issuer's initial public offering, pursuant to which the Issuer paid accrued and unpaid dividends on such shares of Preferred Stock in shares of Class A Common Stock. This amount was also reflected in the Reporting Person's Form 3 filing on June 20, 2024. The issuance of such shares of Class A Common Stock qualifies for the exemption from Section 16 of the Securities Exchange Act pursuant to Rule 16a-9. (F3) The Reporting Person is the sole manager and the sole member of BK TL21 LLC.
2 Derivative Series G Preferred Stock 2024-06-17 C D 15,558 $0.00 0 I By BK TL21 LLC — · — to — 15,558 Class A Common Stock (F3) The Reporting Person is the sole manager and the sole member of BK TL21 LLC. (F1) Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.
3 Derivative Series D Preferred Stock 2024-06-17 C D 63,653 $0.00 0 I By BK TL21 LLC — · — to — 63,653 Class A Common Stock (F3) The Reporting Person is the sole manager and the sole member of BK TL21 LLC. (F1) Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.
4 Derivative Series C Preferred Stock 2024-06-17 C D 314,338 $0.00 0 I By BK TL21 LLC — · — to — 314,338 Class A Common Stock (F3) The Reporting Person is the sole manager and the sole member of BK TL21 LLC. (F1) Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.
5 Derivative Series B-2 Preferred Stock 2024-06-17 C D 166,717 $0.00 0 I By BK TL21 LLC — · — to — 166,717 Class A Common Stock (F3) The Reporting Person is the sole manager and the sole member of BK TL21 LLC. (F1) Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.
6 Derivative Series A Preferred Stock 2024-06-17 C D 1,109,189 $0.00 0 I By BK TL21 LLC — · — to — 1,109,189 Class A Common Stock (F3) The Reporting Person is the sole manager and the sole member of BK TL21 LLC. (F1) Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.
7 Derivative Series B-1 Preferred Stock 2024-06-17 C D 499,964 $0.00 0 I By BK TL21 LLC — · — to — 499,964 Class A Common Stock (F3) The Reporting Person is the sole manager and the sole member of BK TL21 LLC. (F1) Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.