Form 4 for ABAT AMERICAN BATTERY TECHNOLOGY Co
Accepted 2024-07-05 00:00:00 ET · period of report 2024-07-01 · accession 0001493152-24-026372 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-07-05 | 2024-07-01 | ABAT | Melsert Ryan Mitchell | CEO, Dir | A - Grant | $0.00 | +17.6K | 1.13M | +2% | $0 |
| D | 2024-07-05 | 2024-07-05 | ABAT | Melsert Ryan Mitchell | CEO, Dir | F - Tax | $1.01 | -5,341 | 1.14M | -0.5% | -$5,394 |
| DM | 2024-07-05 | 2024-07-01 | ABAT | Melsert Ryan Mitchell | CEO, Dir | P - Purchase | $5.74 | +48.8K | 588.6K | +9% | +$280.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-07-01 | A | A | 10,937 | $0.00 | 1,143,882 | D | — | — | (F2) Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan. |
| 2 | Common | Common Stock | 2024-07-05 | F | D | 5,341 | $1.01 | 1,138,541 | D | — | — | (F3) Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock. |
| 3 | Common | Common Stock | 2024-07-01 | A | A | 6,690 | $0.00 | 1,132,945 | D | — | — | (F1) Represents the vesting of Common Stock previously awarded pursuant to the terms of terms of the Reporting Person's employment agreement. |
| 4 | Derivative | Warrants | 2024-07-01 | P | A | 37,691 | $4.33 | 629,292 | D | $4.33 · 2024-07-01 to 2029-07-01 | 37,691 Common Stock | (F4) Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement. |
| 5 | Derivative | Warrants | 2024-07-01 | P | A | 2,951 | $10.49 | 591,601 | D | $10.49 · 2024-07-01 to 2029-07-01 | 2,951 Common Stock | (F4) Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement. |
| 6 | Derivative | Warrants | 2024-07-01 | P | A | 8,173 | $10.50 | 588,650 | D | $10.50 · 2024-07-01 to 2029-07-01 | 8,173 Common Stock | (F4) Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement. |