Form 4 for ABAT AMERICAN BATTERY TECHNOLOGY Co
Accepted 2024-07-05 00:00:00 ET · period of report 2024-07-01 · accession 0001493152-24-026373 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-07-05 | 2024-07-01 | ABAT | Meza Leal Andres Manuel | COO | A - Grant | $0.00 | +13.4K | 171.0K | +8% | $0 |
| D | 2024-07-05 | 2024-07-05 | ABAT | Meza Leal Andres Manuel | COO | F - Tax | $1.01 | -4,054 | 166.9K | -2% | -$4,095 |
| DM | 2024-07-05 | 2024-07-01 | ABAT | Meza Leal Andres Manuel | COO | P - Purchase | $4.82 | +16.0K | 145.8K | +12% | +$77.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-07-01 | A | A | 4,009 | $0.00 | 161,599 | D | — | — | (F1) Represents the vesting of Common Stock previously awarded pursuant to the terms of the Reporting Person's employment agreement. |
| 2 | Common | Common Stock | 2024-07-05 | F | D | 4,054 | $1.01 | 166,920 | D | — | — | (F3) Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock. |
| 3 | Common | Common Stock | 2024-07-01 | A | A | 9,375 | $0.00 | 170,974 | D | — | — | (F2) Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan. |
| 4 | Derivative | Warrants | 2024-07-01 | P | A | 12,577 | $4.33 | 159,259 | D | $4.33 · 2024-07-01 to 2029-07-01 | 12,577 Common Stock | (F4) Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement. |
| 5 | Derivative | Warrants | 2024-07-01 | P | A | 907 | $6.53 | 146,682 | D | $6.53 · 2024-07-01 to 2029-07-01 | 907 Common Stock | (F4) Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement. |
| 6 | Derivative | Warrants | 2024-07-01 | P | A | 2,554 | $6.60 | 145,775 | D | $6.60 · 2024-07-01 to 2029-07-01 | 2,554 Common Stock | (F4) Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement. |